Colin Lambert reports as the US regulator accepts industry arguments over FX intermediaries.
Following the issuance of a Time
Limited No Action Letter aimed at
absolving FX prime brokers from
the need to report mirror trades, the US
Commodity Futures ...
Colin Lambert reports as the CFTC offers a glimmer of respite to market participants.
The May 1 deadline for reporting of trades and other rules
was marked by the US Commodity Futures Trading
Commission (CFTC) offering some relief to market
Colin Lambert reports as the US CFTC brings some much-needed clarity to derivatives markets.
On May 16, the US Commodity Futures Trading
Commission voted to enact three measures that
completed, according to CFTC chair Gary Gensler, “all of the major building ...
The US Commodity Futures Trading Commission (CFTC) has won a court
order freezing the assets of David Prescott, individually and doing business as
Cambridge Currency Partners. The court’s order also prohibits the destruction of
books and records and sets ...
The US Commodity Futures Trading Commission (CFTC) has ordered
Greenwich, Connecticut-based Interactive Brokers (IB), to pay a $225,000
civil monetary penalty for failing to maintain sufficient funds in customer
IB is accused of failing to calculate the amount of ...
Money market funds are not subject to
consistent supervisory and
enforcement practices across the European
Union, according to findings from the
European Securities and Markets
In its latest peer review report, ESMA
examined whether EU securities advisors
The US Commodity Futures Trading Commission (CFTC) has charged New York-
based 4X Solutions and its principle, Wileon Chay, with fraud and misappropriation
for operating a foreign exchange Ponzi scheme which saw at least 19 participants
conned out of $4.8 million.
As European policymakers wrestle with plans to curb high frequency trading, Colin Lambert takes a
look at a paper that suggests taxation, not speed limits, is the answer.
F-or all the opprobrium poured upon the
heads of hedge fund managers ...
A CFTC commissioner has offered hope for those seeking to dilute the proposed rules on competitive quotes.
Confusion continues to reign in
financial markets over the likely
shape of SEF rules due to be announced by the US Commodity Futures
Alice Attwood reports as the National Futures Association continues to close loopholes
following the PFG meltdown.
The National Futures Association’s
(NFA) board of directors has voted
to accept the recommendations
made by Berkeley Research Group (BRG)
as part of ...