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Articles tagged by enforcement action

CFTC Collects $1.3 Billion from Enforcement Actions The Commodity Futures Trading Commission (CFTC) says in financial year 2016 it filed 68 enforcement actions, which addressed a sweeping range of misconduct and market harm, and obtained orders totaling approximately $1.29 billion in restitution, disgorgement, and penalties. Along with new enforcement actions, the CFTC says it aggressively pursued litigation in over 100 cases, including significant and complex cases charging manipulation, spoofing, and unlawful use of customer funds, and won liability verdicts in both jury and bench trials in US District Courts.